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feat: add primary-key upsert/delete and ALTER TABLE schema evolution - #76

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fightBoxing merged 4 commits into
lance-format:mainfrom
fightBoxing:feat/upsert-delete-alter-table
Sep 22, 2026
Merged

fightBoxing merged 4 commits into
lance-format:mainfrom
fightBoxing:feat/upsert-delete-alter-table

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Summary

Adds primary-key upsert/delete support and ALTER TABLE schema evolution to the directory-backed Lance catalog and table sink.

Changes

Primary-key upsert/delete

  • Sink declares +I/+U/-D changelog mode when PRIMARY KEY NOT ENFORCED is present, and orders events by key via keyBy(PrimaryKeySelector).
  • Upsert uses mergeInsert with WhenMatched.UpdateAll + WhenNotMatched.InsertAll.
  • Delete (-D) uses Dataset.delete with an OR-of-AND predicate (Lance filter parser does not support row-value tuple IN).

Catalog / schema evolution

  • CREATE TABLE now materializes an empty dataset immediately (matching Spark/Trino), so schema and primary-key metadata survive a round-trip before first write.
  • ALTER TABLE supports ADD COLUMN, DROP COLUMN, RENAME COLUMN, and SET/UNSET TBLPROPERTIES.
  • ALTER COLUMN type change is rejected: Lance Java SDK 7.0.0 castTo is verified to be a silent no-op.
  • New SchemaDiff detects add/drop/type-change/rename and rejects unsafe drop+add.

Tests

  • LanceUpsertSinkITCase: first-write, +I->-D, -D->+I, +U update.
  • LanceCatalogTableITCase: createTable materialization, primary-key persistence/restore, alterTable rename + type-change rejection.
  • LanceSchemaEvolutionITCase: addColumns/dropColumns and rename preserve data.
  • SchemaDiffTest: add/drop/type-change/rename detection and unsafe drop+add rejection.
  • CompositePkDeleteITCase: composite-key DELETE predicate shape.

Verification

  • mvn -o test -pl lance-flink-1.20: 55 tests passed (Flink 1.20, JDK 11).

rockyyin added 2 commits September 4, 2026 16:46
Add docs/src/ following the lance-spark docs template, covering:
- Welcome, Install, Config, Performance
- Operations: DDL (create-catalog, create-table), DQL (select,
  vector-search, time-travel), DML (insert-into)

Unimplemented capabilities (ALTER TABLE, CREATE INDEX, UPDATE, DELETE)
are explicitly noted as unsupported / in progress.
Primary-key aware sink:

- declare +I/+U/-D changelog mode and keyBy(PrimaryKeySelector) for ordered upsert

- mergeInsert (UpdateAll/InsertAll) for upsert; Dataset.delete(OR-of-AND) for -D

- persist the primary key via dataset config

Catalog / schema evolution:

- CREATE TABLE materializes an empty dataset immediately (matching Spark/Trino)

- ALTER TABLE supports ADD/DROP/RENAME COLUMN and SET/UNSET TBLPROPERTIES

- type change is rejected: Lance Java SDK 7.0.0 castTo is verified a silent no-op

- SchemaDiff detects add/drop/type-change/rename and rejects unsafe drop+add
@github-actions github-actions Bot added the enhancement New feature or request label Sep 12, 2026
rockyyin added 2 commits September 12, 2026 21:41
…currency and replay tests

Fix:

- LanceUpsertSink.createDataset re-checks dataset existence and falls back to merge-insert when a peer subtask created it first (regression: multi-subtask first write silently dropped rows via Overwrite)

Tests:

- replay upsert/delete batches are idempotent (checkpoint replay)

- two subtasks concurrently write distinct keys to an existing dataset

- two subtasks concurrently first-write distinct keys without data loss
…d LanceSink

LanceSink.flush re-checks dataset existence BEFORE Fragment.write (which itself creates the dataset data directory), so a peer subtask's earlier first-write is detected and followed by Append instead of a clobbering Overwrite.

Regression: two append subtasks concurrently first-writing distinct rows silently dropped one subtask's data.

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Review: 功能方向正确,但 CI 的绿灯覆盖不到本 PR 的核心路径

先说结论:这个 PR 的设计方向我认同,keyBy + mergeInsert 是对的选择,openOrCreate 替代 Overwrite 也解决了真实问题。但不建议在当前状态下合并,原因是 CI 的通过状态并不能证明本 PR 的核心功能可用。

阻塞项:本 PR 新增的 5 个 ITCase 从未在 CI 中执行

pom.xml 里 failsafe 只出现在一句注释中(第 25 行),没有任何 <plugin> 配置或 goal 绑定:

$ git show <head>:pom.xml | grep -A15 failsafe | grep -c "<goal>integration-test</goal>"
0

CI 跑的是 mvn -B -ntp -am -pl lance-flink-${{ matrix.flink }} verify,但 surefire 默认只匹配 *Test/Test*/*Tests/*TestCase,不匹配 *ITCase。所以本 PR 带来的这 5 个文件一次都没跑过:

  • LanceUpsertSinkITCase(upsert/delete 核心语义 + 并发首写)
  • CompositePkDeleteITCase(复合主键删除)
  • LanceSchemaEvolutionITCase(ALTER TABLE 演进)
  • LanceSinkConcurrencyITCase(多 subtask 并发)
  • LanceConnectorITCase

也就是说,8 个 JDK/Flink 组合全绿,覆盖的是既有单元测试,恰好把这个 PR 最需要验证的路径全漏掉了。我在本地强制用 surefire 跑了一遍(-Dtest='*ITCase'),本 PR head 的 LanceUpsertSinkITCase 8 个用例是通过的,所以代码本身在这批用例上没问题——问题在于这个保护网在 CI 里是断开的,后续任何改动都不会被它拦住。

事实上这个隐患已经发生了:follow-up PR #77 在重构 flush() 时引入了回归,同一批用例 6 个失败,而 #77 的 CI 同样是全绿。详见我在 #77 的评论。

建议在本 PR 或独立 PR 中补上 failsafe 的 <executions> 绑定(integration-test + verify),让这 5 个文件真正进入构建。

实现债(不阻塞合并,但建议记为 follow-up)

  1. DELETE 走 SQL 字符串拼接(LanceUpsertSink#buildDeletePredicate / formatSqlValue,约 306-340 行)。三个具体问题:列名未转义,含空格或保留字的列会被解析成多个 token;formatSqlValue 的类型分支不覆盖 DATE/TIME/TIMESTAMP/DECIMAL/VarBinary;谓词长度随删除行数 O(N) 膨胀。更稳的做法是 key-only 的 mergeInsert + withMatchedDelete,我验证过该 API 在 lance-core 7.0.0 上可用且会持久化。

  2. ALTER TABLE 用 SchemaDiff 反推意图(LanceCatalog 约 632-650 行)。Flink 的 planner 已经把用户意图以 List<TableChange> 形式传进来了,alterTable 有对应重载。靠"同尺寸同位置"启发式猜测的后果是 DROP score DOUBLE + ADD score STRING 会被误判成带类型变更的 rename 而拒绝,实际上这是两个独立的合法操作。

  3. RESERVED_OPTION_KEYS 硬编码(LanceCatalog 第 111 行)与 LanceCatalogFactory 的 ConfigOption 声明是两份真相,已经漂移了:硬编码集有 6 个 key,工厂实际声明了 8 个,s3-virtual-hosted-style 和 s3-allow-http 会被当成用户 TBLPROPERTY 写进 dataset config。

  4. new RootAllocator(Long.MAX_VALUE)(LanceCatalog 第 185 行等多处)无上限、无命名。OOM 时无法从 dump 里区分是哪个组件的分配器。

  5. 热主键倾斜:keyBy 保序是正确性前提,所以单键吞吐受限于单个 subtask。这是设计的必然代价,建议在文档里写明,并给出复合主键/加盐的缓解手段。

以上 5 项我都已在本地实现并验证,可以在 #77 合并后提交。

@fightBoxing
fightBoxing merged commit fbf4371 into lance-format:main Sep 22, 2026
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