diff --git a/notes/lit-thermal-jet-jordan-20260912.md b/notes/lit-thermal-jet-jordan-20260912.md new file mode 100644 index 00000000..a670a306 --- /dev/null +++ b/notes/lit-thermal-jet-jordan-20260912.md @@ -0,0 +1,292 @@ +# Thermal `m λ^m` vs Jordan/LCFT diagnostics: literature retrieval + +**Date:** 2026-09-12 +**Ticket:** #714 (parent #650), retrieval-only +**Claim level:** literature status only; no repository claim is upgraded, downgraded or moved +**This note does not enter** `docs/STATUS.md` +**Scope guard:** this note does **not** adjudicate #275, does not power on any +machine, does not enumerate, and does not build a transfer matrix. + +#710 records that `∂_p M_{4,m}(q4)` contains `m λ_*^m` produced by two simple +Perron branches crossing, and that the block is semisimple (toy: +`diag(λ+ε,λ-ε)` gives `d/dε[(λ+ε)^m-(λ-ε)^m]|_{ε=0} = 2mλ^{m-1}` with no Jordan +block anywhere). #275's thermal-jet line has treated `m λ^m` as possible +LCFT/Jordan evidence. This note records the **published status** of that +inference, from primary texts, with the actual diagnostics quoted. + +## What was read + +| # | Source | Where read | Tag | +|---|---|---|---| +| 1 | Vasseur, Jacobsen, Saleur, *Logarithmic observables in critical percolation*, [arXiv:1206.2312](https://arxiv.org/abs/1206.2312), J. Stat. Mech. **L07001** (2012) | full ar5iv HTML | PRIMARY_TEXT_READ | +| 2 | Cardy, *Logarithmic correlations in quenched random magnets and polymers*, [arXiv:cond-mat/9911024](https://arxiv.org/abs/cond-mat/9911024) | full ar5iv HTML | PRIMARY_TEXT_READ | +| 3 | Gurarie, *Logarithmic operators in conformal field theory*, [arXiv:hep-th/9303160](https://arxiv.org/abs/hep-th/9303160), Nucl. Phys. B **410**, 535 (1993) | full ar5iv HTML | PRIMARY_TEXT_READ | +| 4 | Creutzig, Ridout, *Logarithmic conformal field theory: beyond an introduction*, [arXiv:1303.0847](https://arxiv.org/abs/1303.0847), J. Phys. A **46**, 494006 (2013) | full ar5iv HTML, diagnostic sections | PRIMARY_TEXT_READ | +| 5 | Jacobsen, *Critical points of Potts and O(N) models from eigenvalue identities in periodic Temperley–Lieb algebras*, [arXiv:1507.03027](https://arxiv.org/abs/1507.03027), J. Phys. A **48**, 454003 (2015) | full ar5iv HTML | PRIMARY_TEXT_READ | +| 6 | Mertens, Ziff, *Percolation in finite matching lattices*, [arXiv:1603.07289](https://arxiv.org/abs/1603.07289), Phys. Rev. E **94**, 062152 (2016) | full arXiv HTML | PRIMARY_TEXT_READ | +| 7 | Bamieh, *A tutorial on matrix perturbation theory*, [arXiv:2002.05001](https://arxiv.org/abs/2002.05001) | full arXiv HTML | PRIMARY_TEXT_READ | +| 8 | Kato, *Perturbation Theory for Linear Operators*, Grundlehren **132**, Springer (reprint of the 1980 edition) | front matter + complete TOC from the Springer Classics scan; **body pages not accessed** | [LIT: primary text not verified] | +| 9 | J. O. Smith (Stanford CCRMA), *Eigenvalue sensitivity example* (Wilkinson-type), [ccrma.stanford.edu](https://ccrma.stanford.edu/~jos/matdoc/Eigenvalue_sensitivity_example.html) | full page | PRIMARY_TEXT_READ (secondary educational source) | +| 10 | Betcke, *Perturbation results for eigenvalue problems*, MATH0058 lecture notes (UCL), [tbetcke.github.io](https://tbetcke.github.io/math0058_lecture_notes/eigenvalues_perturbation_theory.html) | full page | PRIMARY_TEXT_READ (secondary educational source) | +| 11 | Pinson, *Critical percolation on the torus*, J. Stat. Phys. **75**, 1167 (1994), [doi:10.1007/BF02186762](https://link.springer.com/article/10.1007/BF02186762) | Springer, ADS and Scilit all bot-blocked; abstract not verified | [LIT: primary text not verified] | + +## 1. The published LCFT/Jordan diagnostic (Q1) + +What the primary texts actually require before calling something a Jordan +block / logarithmic operator: + +**Gurarie 1993** — the defining object is a Jordan cell of `L0`, not a +factor in a derivative. Verbatim, his eqs. (13)/(19): + +```text +L0|C,n> = (h_C+n)|C,n> +L0|C_1,n> = |C,n> + (h_C+n)|C_1,n> +``` + +> "Ordinary primary operators are known to be the eigen vectors of the `L0` +> operators, and their eigen values are the dimensions of these operators. +> It will be shown that those "new" operators, which I will call +> pseudo-operators, are the basis of the Jordan cell for `L0`." + +with the resulting two-point functions (his eq. (22)) + +```text + = -2/(z-w)^{2h_C} [log(z-w) + λ'] + = 1/(z-w)^{2h_C} +``` + +and the criterion + +> "…we must include logarithmic operators in the theory if it possesses at +> least two operators the product of which when expanded according to the +> fusion rules … contains the contribution of at least two operators with +> the same dimension." + +**Creutzig–Ridout 2013** — same statement in modern language: + +> "… the corresponding field-theoretic models require, in addition, certain +> reducible, but indecomposable, representations. Such models have come to +> be known as logarithmic conformal field theories because the type of +> indecomposability required leads to logarithmic singularities in +> correlation functions." + +> "… what happens if the primary field ϕ(z) corresponds to a state |ϕ⟩ which +> has a Jordan partner |Φ⟩ under the `L0`-action: `L0|Φ⟩ = h|Φ⟩ + |ϕ⟩`." + +giving two-point functions of the form `⟨ΦΦ⟩ = (C − 2B log(z−w))/(z−w)^{2h}` +(their eq. (1.10)), with `B` physical and `C` basis-dependent. + +**Cardy 1999** — the replica-limit mechanism, and what is *forbidden*: + +> "… if two scaling dimensions `x_i` and `x_j` become degenerate in such a +> way that `A_ii ~ −A_jj → ∞` with `A_ii(x_i − x_j)` remaining finite, the +> leading terms will cancel leaving a logarithmic term proportional to +> `r^{−2x_i} ln r`." + +> "Such operators should not occur in unitary conformal field theories, such +> as correspond to pure critical systems with positive Boltzmann weights…" + +**Vasseur–Jacobsen–Saleur 2012** — the sharpest published diagnostic, at +`Q = 1`: two operators (energy `ε` and 4-leg/2-hull `ψ̂`) whose scaling +dimensions **degenerate** (`Δ_ε = Δ_ψ̂ = 5/4`); the log coefficient is fixed +by a **derivative of the dimension difference at the degeneracy**, + +```text +lim_{Q→1} (Δ_ψ̂ − Δ_ε)/(Q−1) = √3/π (their eq. (9)) +⟨ψ̃(r)ψ̃(0)⟩ = 2A(1) r^{-5/2} [ … + (4√3/π) log r ] (their eq. (8)) +``` + +and the Jordan claim is then proven from the **scale-transformation mixing** + +```text +ψ̃(Λr) = Λ^{-5/4} ( ψ̃(r) + (2√3/π) log Λ ε(r) ) (their eq. (11)) +``` + +> "In other words, the scale transformation generator (or Hamiltonian) is +> non-diagonalizable, with a rank-2 Jordan cell mixing the two fields `ψ̃_ab` +> and `ε`." + +Every published identification quoted above runs through **(i)** a degeneracy +of two scaling weights, **(ii)** a mixing of the two fields, and **(iii)** a +logarithm in a *correlation function* — never through a factor `m` in a +parameter derivative of a transfer-matrix trace. + +## 2. Published warnings that crossings/derivatives are not Jordan evidence (Q2) + +**The LCFT literature itself draws exactly the boundary #710 asks about.** +Vasseur–Jacobsen–Saleur 2012, verbatim: + +> "In conclusion, it is important to stress that logarithmic terms such as +> those we have identified would not be present for generic `Q`, and occur +> solely because of the special degeneracies present at `Q=1`. This is of +> course quite different from logarithmic dependencies in other non-local +> quantities — see e.g. [27, 28] — **which are obtained as derivatives of +> correlation functions with respect to the Boltzmann weights (such as +> `Q`)**." + +And Cardy 1999 says the same about the percolation connectivities, which are +precisely `q`-derivatives at `q = 1`: + +> "… The connectivities of the percolation problem are given by the +> derivatives with respect to `q` at `q=1`, and are finite. But in this case +> **there are no logarithmic terms of the above form** [17]." + +So the primary LCFT literature classifies parameter-derivative structures as +a **different** phenomenon from the Jordan-cell logarithms, not as evidence +for them. + +**The algebra side.** Standard analytic perturbation theory treats a split +pair entirely inside the semisimple case. Bamieh 2020 (full text read), +verbatim hypothesis: + +> "Throughout this note, we will assume the semi-simple case, i.e. that +> `A_ε` has a full set of eigenvectors (i.e. diagonalizable) for each `ε` in +> some neighborhood of zero." + +Under this hypothesis a degenerate eigenvalue splits into **analytic +branches** `λ̄ + ε μ_j` (`μ_j` = eigenvalues of the perturbation restricted to +the eigenspace; his §3.2, Example 1: `A0 + εA1 = I + εM` gives +`λ_ε1 = 1 + εα, λ_ε2 = 1 + εβ`), and the first-order shift of each simple +branch is the familiar `λ_1i = w_0i* A_1 v_0i` (his eq. (25)). No Jordan +block enters; the word "Jordan" does not appear in the document. Applying +`x ↦ x^m` to analytic branches and differentiating is then ordinary calculus: + +```text +d/dε [ (λ+ε)^m − (λ−ε)^m ]|_{ε=0} = 2mλ^{m-1} +``` + +which is exactly the #710 toy, with `tr(B^m)` eigenvalues `λ_i^m` of the +semisimple block. Nothing in this chain requires or produces a nontrivial +Jordan form. + +**Kato** (textbook; [LIT] — body not verified, structure verified from the +book's own TOC in the Springer Classics scan): Chapter Two, +*"Perturbation theory in a finite-dimensional space"*, §1 *"Analytic +perturbation of eigenvalues"* with subsections *"Singularities of the +eigenvalues"* (§1.2) and *"Remarks and examples"* (§1.6) is where (i) +holomorphic dependence of simple eigenvalues and (ii) the singular +(fractional-power) behavior attached to genuinely defective eigenvalues are +treated. The operative contrast — **linear split ⇒ semisimple; square-root +split ⇒ genuine Jordan cell** — is the textbook content, but the exact +theorem text could not be fetched and is not quoted here. + +**The numerical warning.** The Stanford (J. O. Smith, Wilkinson-type) +example read in full: along a generic perturbation direction a pair of +simple eigenvalues of the diagonalizable test matrix **coalesces and leaves +the real axis** (`eig(A + 0.5E) = 2.4067 ± 0.1753i`), with eigenvector +condition `cond(X) = 3.4×10^9` at the near-coalescence point. This is the +avoided-crossing/collision behavior of a *generic* (non-commuting) split — +the opposite limit from the commuting `diag(λ+ε,λ−ε)` toy, and in neither +direction does a Jordan block appear. Betcke's notes (read in full) make the +qualitative point directly: + +> "If we have a polynomial with a multiple root then a small arbitrary +> perturbation in the coefficients will turn a multiple root into several +> simple roots." + +No source read claims that a factor `m` from a crossing *is* Jordan evidence; +the published boundary runs the other way. + +## 3. Do the finite-size matching/wrapping papers read `1/m` as Jordan? (Q3) + +**No.** Both papers were read in full. + +**Jacobsen 2015** ([arXiv:1507.03027]) is, ironically, built on an eigenvalue +crossing of exactly the #710 shape: the critical point is determined by +equating the largest **Perron–Frobenius** eigenvalues of two transfer-matrix +sectors, + +> "`T_c(n)` is determined by equating the largest eigenvalues of two +> topologically distinct sectors of the transfer matrix." + +i.e. `P_B(q,v) = 0 ⟺ Λ_open = Λ_closed` (his eq. (13)), unique and positive +by Perron–Frobenius away from criticality. The paper **never** uses the +words crossing, degeneracy, Jordan, LCFT or indecomposable for this; the only +multiplicity statement is combinatorial direct-sum multiplicity of identical +blocks. "Logarithmic corrections" appears once, for the `q = 4` +marginally-irrelevant operator — an unrelated sense of "log". Its Table 2, +row `n = 4`, reads + +```text +0.5914171708531384817988341017359231779642 +``` + +tabulated as the **square-lattice site percolation threshold estimate +`p_c(n)`** from an `n × ∞` basis — confirming #710's annotation that this +number is a finite-size estimate, "not a new `pc`". + +**Mertens–Ziff 2016** ([arXiv:1603.07289]) relates average cluster numbers to +wrapping probabilities (`M_L(p) = R^x_L(p) − R̂^x_L(1−p)`, "This is the main +result of this paper."); the text contains **no** `ρ^m/m` sums, no +eigenvalue analysis at all, and no Jordan/log/indecomposable language +(logarithms appear only as log-log plot coordinates in figure captions). + +Neither paper interprets any `1/m` displacement `ρ^m/m` as Jordan structure — +the question does not arise in their texts. + +## 4. Kato: simple vs non-simple eigenvalues (Q4) + +Summary of the published position (see §2 above for tags): + +- **Simple eigenvalue** of a holomorphic family: analytic branch, first-order + shift `λ_1 = w*A_1 v` (Bamieh eq. (25), read verbatim; Kato Ch. II §1, + [LIT]). +- **Semisimple degenerate eigenvalue**: several analytic branches + `λ̄ + ε μ_j`, obtained by diagonalizing the perturbation on the eigenspace + (Bamieh §3.2/A.4, read verbatim). A split pair of simple branches crossing + linearly is this case: the `m` in `2mλ^{m-1}` comes from the outer power, + not from defectiveness. +- **Non-semisimple (defective) eigenvalue**: singular behavior; fractional + powers of the perturbation (Kato Ch. II §1.2 *Singularities of the + eigenvalues*, §1.6 *Remarks and examples*, [LIT]; not quoted because the + body text was not accessible). + +The diagnostic contrast is therefore published, but its `m λ^{m-1}` side is +the **semisimple** signature: linear split, analytic branches, no Jordan +cell. A nontrivial Jordan cell announces itself by *fractional* powers, not +by `m`. + +## 5. Consequence for #714 / #275 + +| Proposition | Published status after this reading | +|---|---| +| Percolation `c=0` contains genuine LCFT Jordan cells | yes, established (Gurarie; Cardy; Creutzig–Ridout; Vasseur–Jacobsen–Saleur) — diagnosed by weight degeneracy + mixing + log in **correlations** | +| A log/factor produced by **differentiating with respect to a Boltzmann weight** is an LCFT/Jordan diagnostic | **no** — VJS: "quite different"; Cardy: percolation connectivities (`q`-derivatives) have "no logarithmic terms of the above form" | +| A split pair of simple eigenvalue branches gives `m λ^{m-1}` in the parameter derivative of the `m`-th power | yes — elementary algebra on analytic (semisimple) branches; Bamieh read in full; Kato Ch. II §1 [LIT] | +| Linear split ⇒ semisimple; fractional-power split ⇒ Jordan | published contrast (Kato Ch. II §1.2/§1.6 [LIT]; textbook-level) | +| Mertens–Ziff / Jacobsen read `1/m` in `ρ^m/m` as Jordan | **no such interpretation exists in either paper** (both read in full) | +| #275's `m λ^m` thermal jet is thereby resolved | **not claimed** | + +## Not established + +- that the published status settles the *empirical* question of what + #275's thermal jet is; this note only records what the literature's + diagnostics do and do not license; +- any statement about `∂_p M_{4,m}` beyond what #710 already derives + internally (no transfer matrix was built here); +- Kato's theorem wording (body text not accessed; [LIT]); +- Pinson 1994 content beyond the citation (all full-text routes + bot-blocked on 2026-09-12; [LIT]); +- anything about the repository's own thermal spin-4 LCFT candidate + (`thermal-jordan-spin4-descendant.md`) — its Virasoro-side Jordan pair is a + repository construction and is neither confirmed nor refuted by the sources + above. + +## Sources + +1. arXiv:1206.2312 — Vasseur, Jacobsen, Saleur (2012), J. Stat. Mech. L07001. +2. arXiv:cond-mat/9911024 — Cardy (1999). +3. arXiv:hep-th/9303160 — Gurarie (1993), Nucl. Phys. B 410, 535. +4. arXiv:1303.0847 — Creutzig, Ridout (2013), J. Phys. A 46, 494006. +5. arXiv:1507.03027 — Jacobsen (2015), J. Phys. A 48, 454003. +6. arXiv:1603.07289 — Mertens, Ziff (2016), Phys. Rev. E 94, 062152. +7. arXiv:2002.05001 — Bamieh (2020/2022). +8. T. Kato, *Perturbation Theory for Linear Operators*, Grundlehren 132, + Springer; Classics in Mathematics reprint of the 1980 edition (TOC + verified from the Springer scan). +9. J. O. Smith, *Eigenvalue sensitivity example*, Stanford CCRMA online + matdoc (accessed 2026-09-12). +10. T. Betcke, MATH0058 lecture notes, *Perturbation results for eigenvalue + problems* (accessed 2026-09-12). +11. H. T. Pinson, J. Stat. Phys. 75, 1167 (1994), doi:10.1007/BF02186762 + ([LIT]).